DABA ADVISORS LLC

RIASEC RegisteredEst. 2022
Total AUM
$228K
Discretionary
$228K
100% of AUM
Avg account
$1.7K
Accounts
137
Employees
1
Advisory reps
2

Firm details

Headquarters
MIAMI, Florida
CRD number
319371
Registered since
September 22, 2022
Fee structure
Percentage of AUM, Subscription Fees, Fixed Fees
Client types
  • Individuals58.73%
  • HNWI41.27%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Daba Advisors LLC is a small, client-focused registered investment adviser organized as an LLC and centered on portfolio management for individuals and small businesses. The firm uses a mix of fee models—percentage of AUM, subscription arrangements and fixed fees—allowing flexibility for lower-balance clients or bundled service plans. Investment activity shows a clear tilt toward public equities, with exchange-traded instruments identified as the most commonly used asset type. The firm is not positioned as an ESG specialist and does not operate as a multi-state adviser in the typical regulatory sense. Given the firm’s client base and fee options, Daba Advisors appears to run compact, directly managed portfolios alongside packaged solutions (mutual funds and ETFs) for broad exposure. The combination of percentage-based and subscription/fixed fees suggests an effort to serve households with limited investable assets while still offering advisory services beyond a pure commission model.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • FNU BOUM III JR

    CEO and Co-FounderCRD 7594353

Contacts

1 of 1
  • Xolani Ndlovu

    Vice President, Investment SalesCRD 7881836

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
1000 Brickell Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth