FWI Wealth Management LLC

RIASEC Registered
Total AUM
$60.4M
Discretionary
$57.5M
95% of AUM
Avg account
$642K
Accounts
94
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
168903
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI96.91%
  • Individuals3.09%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

FWI Wealth Management LLC is an independent, individually owned registered investment adviser that focuses on serving individual and family clients. Its advisory model combines fee-based portfolio management and financial planning with educational seminars and workshops. The firm charges either a percentage of assets under management or fixed fees for its services. It is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a capital allocator; the firm’s SEC registration year was not provided in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Cash & Cash Equivalents 11%, Exchange Traded Equities 9%, State & Local Bonds 4%, Investment Grade Corp Bonds 2%74%
  • Public Funds/Mutual Funds74%
  • Cash & Cash Equivalents11%
  • Exchange Traded Equities9%
  • State & Local Bonds4%
  • Investment Grade Corp Bonds2%

Contacts

1 of 1
  • David Clarken

    David Clarken

    Managing MemberCRD 4075006

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth