Fullerton Advisors, LLC

RIASEC RegisteredEst. 2025
Total AUM
$120M
Discretionary
$120M
100% of AUM
Avg account
$467K
Accounts
258
Employees
1
Advisory reps
1

Firm details

Headquarters
Danville, California
CRD number
148880
Registered since
November 13, 2025
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI83.39%
  • Individuals15.39%
  • Charitable Organizations0.88%
  • Corporations / Businesses0.34%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Fullerton Advisors, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC‑registered (registration year 2025) and is owned by an individual. Its client mix includes individuals and families as well as institutional relationships. Fee arrangements listed by the firm include percentage‑of‑AUM billing alongside hourly and fixed‑fee engagements. Advisory services highlighted in filings include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm does not identify as an ESG investor and is not reported as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 91%, Exchange Traded Equities 8%, Other 1%91%
  • Public Funds/Mutual Funds91%
  • Exchange Traded Equities8%
  • Other1%

Contacts

1 of 1
  • Nicholas Fullerton

    Nicholas Fullerton

    Principal and FounderCRD 2515415

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 50

Active vs passive

$112M in ETFs

Passive

85%

$95M

Active

7%

$16.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$20M54,00217.90%

Location

Primary office

Danville, CA

Contra Costa

Location

Danville, CA

Headquartered in Danville, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
318 Diablo Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth