FREC SECURITIES LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
316641
Registered since
May 5, 2022

Firm profile

FINTRX

Overview

Frec Securities LLC is a limited liability company that registered with the SEC in 2022. Public records in FINTRX offer very little detail on the firm's target clients, advisory services, fee schedule, or specific investment strategies. The dataset classifies the firm as unclassified and notes that it does not function as a capital allocator. It is not identified as an active ESG investor, is not designated as a multi-state adviser, and is not recorded as a pension consultant or related adviser. The owner type is listed as Domestic Entity | Individual, but the firm's business activities and advisory roles are not described in the available data. The absence of further disclosure suggests that either Frec Securities is not actively managing third‑party assets or its operations are not broadly reported in the sources used by FINTRX.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Ashley Rodabaugh

    Chief Compliance OfficerCRD 6711251

Contacts

3 of 4
  • HAO LI

    Financial EngineerCRD 7336889

  • Joshua Patchik

    Senior BrokerCRD 6997145

  • Hayley Curtis

    Private Wealth Management AssociateCRD 6873917

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
171 2nd St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth