FRAZEE INVESTMENT CONSULTING, INC.

RIASEC RegisteredEst. 2019
Total AUM
$196M
Discretionary
$196M
100% of AUM
Avg account
$639K
Accounts
306
Employees
3
Advisory reps
3

Firm details

Headquarters
MEMPHIS, Tennessee
CRD number
123662
Registered since
May 10, 2019
Website
www.frazeeinvestment.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI82.02%
  • Individuals13.46%
  • Charitable Organizations3.65%
  • Pension & Profit Sharing Plans0.86%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Frazee Investment Consulting, Inc. is an independent SEC-registered registered investment adviser (registered in 2019) owned by an individual and focused on serving individual and family clients. The firm provides financial planning and discretionary portfolio management for individuals and small businesses. Its fee arrangements include asset-based fees, fixed fees and other fee structures. Frazee does not identify as an ESG-focused manager, is not registered as a multi-state adviser, and does not position itself as a pension consultant or capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, State & Local Bonds 10%, Exchange Traded Equities 6%, Cash & Cash Equivalents 5%, US Government Bonds 2%77%
  • Public Funds/Mutual Funds77%
  • State & Local Bonds10%
  • Exchange Traded Equities6%
  • Cash & Cash Equivalents5%
  • US Government Bonds2%

Owners & executives

1 of 1

  • MEREDITH POORE

    Chief Compliance Officer and Director of OperationsCRD 4799349

Contacts

2 of 2

  • MARK SORGENFREI

    PrincipalCRD 4748351

  • ROBERT FRAZEE

    PrincipalCRD 6175759

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MEMPHIS, TN

SHELBY

Location

MEMPHIS, TN

Headquartered in MEMPHIS, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
SHELBY
Address
5350 Poplar Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth