Fountaincap Research & Investment (Hong Kong) Co, Limited

RIASEC RegisteredEst. 2018
Total AUM
$1.6B
Discretionary
$1.6B
100% of AUM
Avg account
$178M
Accounts
9
Employees
20
Advisory reps
4

Firm details

Headquarters
Wan Chai,
CRD number
291993
Registered since
April 5, 2018
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, CACEIS IRELAND LIMITED, STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Other57.58%
  • Pooled Investment Vehicles27.94%
  • Sovereign Wealth Funds12.96%
  • Corporations / Businesses0.76%
  • HNWI0.75%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Fountaincap Research & Investment (Hong Kong) Co, Limited is a Hong Kong–registered corporate adviser that positions itself as an institutional-focused manager. The firm offers portfolio management across individuals/small businesses, pooled investment vehicles and institutional/business clients, and it acts as sponsor, general partner or managing member for pooled vehicles. Fee arrangements include a percentage-of-AUM charge and performance-based fees, which aligns with the firm’s use of both separately managed accounts and private pooled structures. Investment activity is dominated by publicly traded equities — particularly exchange-traded equities — but the firm also deploys capital into alternatives and mutual funds. The firm does not identify itself as an active ESG investor. Its posture suggests a manager that combines liquid equity exposure with select allocations to third-party alternative managers and private pooled funds where performance fees and manager selection matter.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • Man Luk

    Man Luk

    Chief Executive OfficerCRD 5392773

  • Xiaofang Ding

    Xiaofang Ding

    Chairman & Chief Investment OfficerCRD 6899549

Contacts

2 of 2
  • Man Li

    Man Li

    PartnerCRD 6377521

  • Yueqi Jin

    DirectorCRD 8244534

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Wan Chai, null

Location

Wan Chai, null

Headquartered in Wan Chai, null.

Address
Unit 240102 China Resources Building
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth