Founders Capital Management Inc
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 111164
- Registered since
- January 31, 1995
- Website
- founderscapital.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI88.28%
- Individuals4.89%
- Charitable Organizations3.9%
- Pension & Profit Sharing Plans2.93%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Founders Capital Management Inc is an independent registered investment adviser organized as a corporation and SEC-registered since 1995. The firm serves individual and family clients, charging fees as a percentage of assets under management and focusing on financial planning and portfolio management for individuals and small businesses. It identifies as a domestic entity with individual ownership and does not operate as a capital allocator or pension consultant. The firm does not describe itself as an active ESG investor and is not listed as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- US Government Bonds16%
- Cash & Cash Equivalents7%
- Investment Grade Corp Bonds1%
Contacts
3 of 4
Will Oliver
Managing DirectorCRD 7041173
Grant Buce
RepresentativeCRD 860256
James Walter
PresidentCRD 2265342
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 12Active vs passive
$62.9M in ETFs
100%
$62.6M
0%
$315K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $20.4M | 27,525 | 32.35% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 4400 Post Oak Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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