Founders Capital Management Inc

RIASEC RegisteredEst. 1995
Total AUM
$282M
Discretionary
$274M
97% of AUM
Avg account
$2.2M
Accounts
130
Employees
3
Advisory reps
4

Firm details

Headquarters
Houston, Texas
CRD number
111164
Registered since
January 31, 1995
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI88.28%
  • Individuals4.89%
  • Charitable Organizations3.9%
  • Pension & Profit Sharing Plans2.93%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Founders Capital Management Inc operates as an independent registered investment adviser, formed in 1995 and organized as a corporation. The firm’s client focus is individual and family households, with services centered on financial planning and portfolio management for individuals and small businesses. Its fee model is the common percentage-of-assets-under-management structure rather than hourly or flat fees. Founders Capital does not identify as an ESG investor, does not operate as a multi-state adviser, and does not position itself as a pension consultant or capital allocator. Ownership combines a domestic entity and an individual owner. The firm’s practice is narrow in scope: retail-focused advice and discretionary portfolio management for a relatively small client base rather than institutional consulting or extensive third-party capital deployment.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 76%, US Government Bonds 16%, Cash & Cash Equivalents 7%, Investment Grade Corp Bonds 1%76%
  • Exchange Traded Equities76%
  • US Government Bonds16%
  • Cash & Cash Equivalents7%
  • Investment Grade Corp Bonds1%

Contacts

3 of 4
  • Grant Buce

    Grant Buce

    RepresentativeCRD 860256

  • James Walter

    James Walter

    PresidentCRD 2265342

  • Will Oliver

    Will Oliver

    Managing DirectorCRD 7041173

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 161

Active vs passive

$66.1M in ETFs

Passive

99%

$65.6M

Active

<1%

$463K

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$20.6M27,93631.12%

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
4400 Post Oak Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth