Forum Financial Management, LP
Firm details
- Headquarters
- Lombard, Illinois
- CRD number
- 145706
- Registered since
- March 9, 2009
- Website
- www.forumfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI65.24%
- Individuals16.51%
- Other Investment Advisers14.24%
- Corporations / Businesses3.53%
- Pension & Profit Sharing Plans0.32%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Forum Financial Management, LP is an independent registered investment advisor organized as a limited partnership and active since 2009. The firm serves both individual and family clients as well as institutions, offering financial planning, portfolio management for individuals, small businesses and institutional clients, and pension consulting. Its fees combine a percentage of assets under management with some fixed-fee engagements. Forum identifies as an active ESG investor and maintains industry relationships with accountants, law firms, and insurance companies. The firm has been recognized in industry rankings: named among the Financial Times Top 300 RIAs in 2020 and repeatedly listed in Barron’s Top 100 RIA Firms from 2021 through 2025, with additional placement in FA Magazine’s Top RIA Firms in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Public Funds/Mutual Funds33%
- Cash & Cash Equivalents2%
Owners & executives
3 of 6
William Davis
Chief Operating OfficerCRD 7076629
Laura Norek
Chief People OfficerCRD 7851963
Jason Pink
Chief Financial Officer & Chief Compliance OfficerCRD 7797513
Contacts
3 of 102Nirav Batavia
PartnerCRD 4699593
Jennifer Cray
PartnerCRD 4297411
Mary Wesche
Financial AdvisorCRD 3175592
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 147Active vs passive
$6.5B in ETFs
19%
$1.2B
81%
$5.3B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $1.6B | 42,328,643 | 25.14% |
Location
Lombard, IL
Du Page
Location
Lombard, IL
Headquartered in Lombard, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 1900 S Highland Ave
- Time zone
- CT (UTC-6)
- Office locations
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