Forum Financial Management, LP

RIASEC RegisteredEst. 2009

Total AUM

$8.7B

Discretionary

$8.7B

100% of AUM

Avg account

$438K

Accounts

19,838

Employees

143

Advisory reps

117

Firm details

Headquarters: Lombard, Illinois
CRD number: 145706
Registered since: March 9, 2009
Website: www.forumfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI65.24%
Individuals16.51%
Other Investment Advisers14.24%
Corporations / Businesses3.53%
Pension & Profit Sharing Plans0.32%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Forum Financial Management, LP is an independent registered investment adviser formed as a limited partnership and SEC-registered since 2009. The firm serves both individual and family clients as well as institutional accounts, delivering financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and pension consulting services. Its fee model combines assets‑under‑management fees with the option for fixed fees. Forum reports being an active ESG investor and maintains referral or service relationships with accountants, law firms, and insurance companies. The firm does not position itself as a capital allocator; instead it deploys client assets through traditional and third‑party fund vehicles. Forum has been recognized in industry rankings, including placements by the Financial Times and FA Magazine in 2020 and repeated appearances on Barron’s Top 100 RIA list for 2021–2025.