Forum Financial Management, LP

RIASEC RegisteredEst. 2009

Total AUM

$8.7B

Discretionary

$8.7B

100% of AUM

Avg account

$438K

Accounts

19,838

Employees

143

Advisory reps

110

Firm details

Headquarters: Lombard, Illinois
CRD number: 145706
Registered since: March 9, 2009
Website: www.forumfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI65.24%
Individuals16.51%
Other Investment Advisers14.24%
Corporations / Businesses3.53%
Pension & Profit Sharing Plans0.32%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Forum Financial Management, LP is an independent registered investment adviser organized as a limited partnership and SEC-registered since 2009. The firm serves both high-net-worth individuals and institutional clients, offering fee models that combine percentage-of-AUM billing with fixed fees. Core advisory services include financial planning, discretionary portfolio management for individuals and small businesses, institutional and business portfolio management, and pension consulting. The firm identifies as an active ESG investor and maintains affiliations with accountants, law firms, and insurance companies. Forum has been recognized by industry publications: it appeared in the Financial Times Top 300 RIAs in 2020 and has been listed repeatedly among Barron’s Top 100 RIA Firms from 2021 through 2025, with additional recognition from FA Magazine in 2020.