Forum Financial Management, LP

RIASEC Registered

Total AUM

$8.7B

Discretionary

$8.7B

100% of AUM

Avg account

$438K

Accounts

19,838

Employees

143

Advisory reps

117

Firm details

Headquarters: Lombard, Illinois
CRD number: 145706
Registered since: March 9, 2009
Website: www.forumfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI65.24%
Individuals16.51%
Other Investment Advisers14.24%
Corporations / Businesses3.53%
Pension & Profit Sharing Plans0.32%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Forum Financial Management, LP is an independent registered investment adviser organized as a limited partnership and active under SEC registration since 2009. The firm serves a mix of individuals, families and institutional clients and charges a combination of percentage-of-AUM and fixed fees. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, institutional and business portfolio management, and pension consulting. Forum identifies as an active ESG investor and maintains industry relationships with accountants, law firms and insurance companies. The firm has been recognized in industry rankings: it appeared on the Financial Times Top 300 RIA list in 2020, was noted by FA Magazine as a Top RIA in 2020, and earned placements on Barron’s Top 100 RIA Firms list from 2021 through 2025.