FORUM FINANCIAL MANAGEMENT, LP

RIASEC RegisteredEst. 2009

Total AUM

$8.7B

Discretionary

$8.7B

100% of AUM

Avg account

$438K

Accounts

19,838

Employees

143

Advisory reps

106

Firm details

Headquarters: LOMBARD, Illinois
CRD number: 145706
Registered since: March 9, 2009
Website: www.forumfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI65.24%
Individuals16.51%
Other Investment Advisers14.24%
Corporations / Businesses3.53%
Pension & Profit Sharing Plans0.32%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Forum Financial Management, LP is an independent registered investment adviser organized as a limited partnership and SEC-registered since 2009. The firm serves both individual/family and institutional clients and provides financial planning, discretionary portfolio management for individuals and small businesses, institutional portfolio management, and pension consulting. Its client fees include both a percentage-of-AUM model and fixed-fee arrangements. Forum identifies as an active ESG investor and is not positioned as a capital allocator; it relies on external managers for alternative exposures. The firm has been recognized in industry rankings, appearing on the Financial Times Top 300 RIAs list in 2020 and repeatedly in Barron’s Top 100 RIA Firms from 2021 through 2025; it was also listed among Top RIA Firms by FA Magazine in 2020.