NEUBERGER BERMAN LOAN ADVISERS II LLC

RIASEC RegisteredEst. 2020
Total AUM
$9B
Discretionary
$9B
100% of AUM
Avg account
$503M
Accounts
18
Employees
3
Advisory reps
5

Firm details

Headquarters
CHICAGO, Illinois
CRD number
306601
Registered since
April 14, 2020
Website
www.nb.com
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Neuberger Berman Loan Advisers II LLC is a specialized manager that runs pooled investment vehicles focused on securitized loan strategies for institutional clients. Registered with the SEC in 2020 as a limited liability company, the firm’s advisory activity centers on portfolio management for pooled funds rather than direct retail advisory. Its compensation structure combines a percentage-of-AUM fee with performance-based fees, aligning manager economics with fund outcomes. The firm identifies as an active ESG investor, incorporating ESG considerations into its investment process for the vehicles it manages. While not registered as a multi-state adviser for regulatory purposes, the firm operates from two office locations in separate states.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Ashok Bhatia

    Co-Chief Investment OfficerCRD 2378849

  • Anne Brennan

    Chief Risk OfficerCRD 2387556

Contacts

3 of 3
  • BRIAN LORD

    SVPCRD 4481766

  • STEPHEN WRIGHT

    Business Control ManagerCRD 4535690

  • Kenneth deRegt

    DirectorCRD 1030085

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
190 S La Salle St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth