NEUBERGER BERMAN LOAN ADVISERS II LLC
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 306601
- Registered since
- April 14, 2020
- Website
- www.nb.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Neuberger Berman Loan Advisers II LLC is a specialized manager that runs pooled investment vehicles focused on securitized loan strategies for institutional clients. Registered with the SEC in 2020 as a limited liability company, the firm’s advisory activity centers on portfolio management for pooled funds rather than direct retail advisory. Its compensation structure combines a percentage-of-AUM fee with performance-based fees, aligning manager economics with fund outcomes. The firm identifies as an active ESG investor, incorporating ESG considerations into its investment process for the vehicles it manages. While not registered as a multi-state adviser for regulatory purposes, the firm operates from two office locations in separate states.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Ashok Bhatia
Co-Chief Investment OfficerCRD 2378849
Anne Brennan
Chief Risk OfficerCRD 2387556
Contacts
3 of 3BRIAN LORD
SVPCRD 4481766
STEPHEN WRIGHT
Business Control ManagerCRD 4535690
Kenneth deRegt
DirectorCRD 1030085
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 190 S La Salle St
- Time zone
- CT (UTC-6)
- Office locations
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