Formulate Financial LLC
Firm details
- Headquarters
- ,
- CRD number
- 331026
- Registered since
- May 16, 2024
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI50.58%
- Pension & Profit Sharing Plans49.42%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Formulate Financial LLC is an SEC-registered limited liability advisory firm that provides portfolio management for individuals and small businesses. The firm reports an individual owner and serves both individual/family and institutional clients. Its fee arrangements combine a percentage-of-assets model with fixed fees. Formulate does not identify as an active ESG investor, does not operate as a multi-state adviser, and is not listed as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Public Funds/Mutual Funds35%
- Cash & Cash Equivalents5%
Contacts
1 of 1Michael Rosenthal
Investment AdvisorCRD 2309908
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 12Active vs passive
$71M in ETFs
87%
$61.8M
0%
$9.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $15.1M | 25,298 | 21.29% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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