Formulate Financial LLC
Firm details
- Headquarters
- ,
- CRD number
- 331026
- Registered since
- May 16, 2024
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI50.58%
- Pension & Profit Sharing Plans49.42%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Formulate Financial LLC is an independent, limited liability RIA that registered with the SEC in 2024 and is owned by an individual. The firm provides fee-based portfolio management to individuals, families and small businesses and also serves some institutional clients. Its fee arrangements include both a percentage-of-assets model and the option of fixed fees. Formulate is not registered as a multi-state adviser, does not identify as an active ESG investor, and does not operate as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Public Funds/Mutual Funds35%
- Cash & Cash Equivalents5%
Contacts
1 of 1Michael Rosenthal
Investment AdvisorCRD 2309908
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 12Active vs passive
$84.4M in ETFs
88%
$74.4M
0%
$10M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $17.5M | 25,521 | 20.78% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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