FORMATION WEALTH MANAGEMENT

RIASEC Registered
Total AUM
$41.1M
Discretionary
$41.1M
100% of AUM
Avg account
$403K
Accounts
102
Employees
1
Advisory reps
1

Firm details

Headquarters
PONTE VEDRA, Florida
CRD number
285001
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI83.22%
  • Individuals16.78%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Formation Wealth Management is an independent, owner-operated RIA organized as an LLC that serves individual and family clients. The firm focuses on financial planning and portfolio management for individuals and small businesses. Its client-facing fee model combines a percentage-of-AUM charge with the option for hourly billing. Formation is not positioned as a capital allocator or pension consultant and is not identified as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, Exchange Traded Equities 23%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 1%72%
  • Public Funds/Mutual Funds72%
  • Exchange Traded Equities23%
  • State & Local Bonds2%
  • Investment Grade Corp Bonds2%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • MAXIMILIAN NEUMAYER

    Principal and FounderCRD 4567591

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PONTE VEDRA, FL

SAINT JOHNS

Location

PONTE VEDRA, FL

Headquartered in PONTE VEDRA, FL, anchoring the Jacksonville-St. Marys-Palatka, FL-GA metro in the South.

Metro area
Jacksonville-St. Marys-Palatka, FL-GA
Region
South
County
SAINT JOHNS
Address
822 A1A N
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth