Forge Securities LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
52
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
134596
Registered since
July 29, 2005

Firm profile

FINTRX

Overview

Forge Securities LLC is organized as a limited liability company and is listed with an SEC registration year of 2005. FINTRX classifies the firm as "Unclassified" and reports the owner type as a domestic entity and individual. The snapshot indicates the firm does not self-identify as a capital allocator and is not flagged as an active ESG investor or a multi-state adviser. Available records on business activities, advisory services, fee structure, client base and affiliations are sparse or blank. That limited disclosure, combined with the "Capital Allocator: No" flag, suggests Forge Securities is not operating publicly as a traditional asset manager allocating third‑party capital, or it may perform roles outside the typical RIA/manager profile captured by FINTRX.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 52
  • Adam Augusiak-Boro

    Adam Augusiak-Boro

    Registered RepresentativeCRD 6531085

  • John Lee

    Operations LeaderCRD 4286644

  • Andrew Schofield

    Andrew Schofield

    SVPCRD 2892200

Unlock 49 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
4 Embarcadero Ctr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth