Forge Securities LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
52
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
134596
Registered since
July 29, 2005

Firm profile

FINTRX

Overview

Forge Securities LLC is a limited liability company that has been SEC-registered since 2005. Publicly filed metadata lists the firm as owned by a domestic entity/individual and classifies it as "Unclassified." The firm is not identified as a capital allocator, does not self-report as an active ESG investor, and is not listed as a pension consultant or related adviser. The firm has not supplied detailed descriptions of its advisory services, client mix, fee schedules, or core business activities in the provided data set, so there is limited visibility into its service model, target clients, or investment approach beyond the registry-level attributes above.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 52
  • Simon Yun

    Simon Yun

    DirectorCRD 5675330

  • Edith David

    Edith David

    RIA ComplianceCRD 4187931

  • Amanda Calvillo

    Compliance AssociateCRD 6734744

Unlock 49 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
4 Embarcadero Ctr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth