Focus Wealth Advisors LLC

RIASEC Registered
Total AUM
$17.4M
Discretionary
$15.3M
88% of AUM
Avg account
$119K
Accounts
147
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
136026
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI54.01%
  • Individuals45.99%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Focus Wealth Advisors LLC is an independent, individually owned registered investment adviser that serves individuals and families with financial planning and portfolio management for individuals and small businesses. The firm also operates as an insurance broker, and its product mix and fees reflect that dual role: it charges percentage-of-AUM fees alongside hourly and fixed-fee engagements. Focus Wealth is not identified as an active ESG investor and is not flagged as a capital allocator or pension consultant in the available filing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 19%, Other 4%, Cash & Cash Equivalents 2%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds19%
  • Other4%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • Richard Bertsch

    OwnerCRD 1074878

  • Joseph Folis

    Joseph Folis

    Vice PresidentCRD 1297095

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth