ABA Capital LLC

Overview

ABA Capital LLC is a small, equity-focused registered investment adviser that manages separately managed accounts for individuals and families. The firm centers its investment activity on exchange-traded securities, favoring liquid, market-listed equities and ETFs rather than private or illiquid strategies. Advisory work is concentrated on portfolio management for individual and small business clients, delivered on a discretionary basis and billed as a percentage of assets under management. The adviser does not position itself as an ESG specialist, and it is not structured as a multi-state or related adviser. Management decisions appear driven by straightforward equity allocation rather than multi-asset or liability-driven mandates, with an emphasis on readily tradable instruments that suit active oversight through an execution-focused custody relationship.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices