Floyd Financial Group LLC
Firm details
- Headquarters
- Springfield, Missouri
- CRD number
- 226773
- Registered since
- April 22, 2024
- Website
- floydfinancialgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals85.6%
- HNWI14.11%
- Corporations / Businesses0.29%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Floyd Financial Group LLC is an independent registered investment adviser formed as an LLC and owner-operated. The firm registered with the SEC in 2024 and presents itself as serving both individual/family clients and institutional relationships, but its advisory work is centered on financial planning and portfolio management for individuals and small businesses. Floyd Financial also operates as an insurance broker and lists an affiliation with an insurance company. It charges advisory fees as a percentage of assets under management and does not position itself as a capital allocator or an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- US Government Bonds15%
- Investment Grade Corp Bonds15%
- Cash & Cash Equivalents2%
Contacts
1 of 1
Jacob Floyd
Investment AdvisorCRD 7255807
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 40Active vs passive
$116M in ETFs
75%
$86.6M
25%
$29.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN EQUITY PREMIUM INCOME ETF (JEPI) | JP Morgan | Active | Derivative Income | $14.4M | 254,043 | 12.39% |
Location
Springfield, MO
Greene
Location
Springfield, MO
Headquartered in Springfield, MO, in the Midwest of the United States.
- Region
- Midwest
- County
- Greene
- Address
- 1304 W Battlefield St
- Time zone
- CT (UTC-6)
- Office locations
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