FLOYD FINANCIAL GROUP LLC

RIASEC RegisteredEst. 2024
Total AUM
$164M
Discretionary
$164M
100% of AUM
Avg account
$239K
Accounts
689
Employees
5
Advisory reps
2

Firm details

Headquarters
SPRINGFIELD, Missouri
CRD number
226773
Registered since
April 22, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals85.6%
  • HNWI14.11%
  • Corporations / Businesses0.29%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Floyd Financial Group LLC is an independent, SEC-registered registered investment adviser (registered in 2024) organized as an LLC and owned by an individual. The firm serves both individual and family clients as well as institutional clients, offering fee-based portfolio management and financial planning for individuals and small businesses. Floyd also operates as an insurance broker and lists an insurance company affiliation. It charges a percentage-of-AUM fee and reports that it is not an active ESG investor, not a multistate adviser, and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, US Government Bonds 15%, Investment Grade Corp Bonds 15%, Cash & Cash Equivalents 2%68%
  • Exchange Traded Equities68%
  • US Government Bonds15%
  • Investment Grade Corp Bonds15%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • RANDY FLOYD

    FounderCRD 4951554

  • Jacob Floyd

    Investment AdvisorCRD 7255807

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 41

Active vs passive

$105M in ETFs

Passive

77%

$80.9M

Active

23%

$24.2M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN CORE PLUS BOND ETF (JCPB)JP MorganActiveIntermediate Core Plus Bond$10.5M221,9769.98%

Location

Primary office

SPRINGFIELD, MO

GREENE

Location

SPRINGFIELD, MO

Headquartered in SPRINGFIELD, MO, in the Midwest of the United States.

Region
Midwest
County
GREENE
Address
1304 W Battlefield St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth