Floyd Financial Group LLC

RIASEC Registered

Total AUM

$164M

Discretionary

$164M

100% of AUM

Avg account

$239K

Accounts

689

Employees

5

Advisory reps

1

Firm details

Headquarters: Springfield, Missouri
CRD number: 226773
Registered since: April 22, 2024
Website: floydfinancialgroup.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Individuals85.6%
HNWI14.11%
Corporations / Businesses0.29%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Floyd Financial Group LLC is an independent registered investment adviser that began SEC registration in 2024. The firm combines portfolio management and financial planning for individuals, families and small-business clients while also offering insurance brokerage services. It charges fees based on a percentage of assets under management and serves both individual & family and institutional client segments. Floyd identifies as not being an active ESG investor and is not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities68%
US Government Bonds15%
Investment Grade Corp Bonds15%
Cash & Cash Equivalents2%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 40

Active vs passive

$121M in ETFs

Passive

76%

$91.9M

Active

24%

$28.8M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
JPMORGAN EQUITY PREMIUM INCOME ETF (JEPI)	JP Morgan	Active	Derivative Income	$14.2M	249,353	11.76%

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Primary office

Springfield, MO

Greene

Location

Springfield, MO

Headquartered in Springfield, MO, in the Midwest of the United States.

Region: Midwest
County: Greene
Address: 1304 W Battlefield St
Time zone: CT (UTC-6)
Office locations

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