Florida Atlantic Securities Corp.

Broker-DealerFINRA MemberEst. 1997

Total AUM

$590M

Discretionary

$590M

100% of AUM

Accounts

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: Miami, Florida
CRD number: 43272
Registered since: August 1, 1997
Website: www.floridaatlantic.net
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Charitable Organizations65.5%
HNWI30.27%
Individuals3.18%
Pooled Investment Vehicles1.05%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Florida Atlantic Securities Corp. operates as a broker-dealer that also provides advisory services, including portfolio management for individuals and small businesses, management of pooled vehicles, and the selection of subadvisers. The firm is organized as a corporation, has been SEC-registered since 1997, and identifies its owner type as a domestic entity and individual. Its client base spans individual and family clients as well as institutional investors. Compensation includes both ad valorem fees (percentage of AUM) and performance-based fees, plus other arrangements. The firm does not identify as an active ESG investor and is not reported as a multistate or newly formed adviser. Florida Atlantic Securities Corp. also participates on the sponsor/GP side and serves as managing member of pooled investment vehicles, indicating a degree of direct involvement in fund formation and management in addition to brokerage and advisory activities.