FLAHERTY & CRUMRINE INCORPORATED

RIASEC RegisteredEst. 1983

Total AUM

$4.1B

Discretionary

$4.1B

100% of AUM

Avg account

$259M

Accounts

Employees

Advisory reps

Firm details

Headquarters: PASADENA, California
CRD number: 105499
Registered since: July 21, 1983
Custodians: THE BANK OF NEW YORK MELLON, J.P. MORGAN SECURITIES INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM
Client types: Investment Companies74.87%
Insurance Companies20.26%
Pooled Investment Vehicles3.17%
Other1.71%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Flaherty & Crumrine Incorporated is a privately owned corporate investment adviser that has been SEC-registered since 1983. The firm primarily serves institutional clients and is compensated on a percentage-of-assets-under-management basis. Its advisory mandate centers on portfolio management for investment companies, pooled investment vehicles and for businesses or institutions. The firm is not identified as an active ESG investor, a pension consultant, a multi-state adviser, or a capital allocator. Regulatory and organizational classifications in the source data list it as an unclassified entity and an “other investment adviser” for industry affiliations.