Flaherty & Crumrine Incorporated

RIASEC RegisteredEst. 1983

Total AUM

$4.1B

Discretionary

$4.1B

100% of AUM

Avg account

$259M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Pasadena, California
CRD number: 105499
Registered since: July 21, 1983
Custodians: THE BANK OF NEW YORK MELLON, J.P. MORGAN SECURITIES INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM
Client types: Investment Companies74.87%
Insurance Companies20.26%
Pooled Investment Vehicles3.17%
Other1.71%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Flaherty & Crumrine Incorporated is a corporation registered as an institutional registered investment adviser since 1983 that serves primarily institutional clients. The firm provides portfolio management for investment companies, pooled investment vehicles and for businesses or other institutions. It charges fees based on a percentage of assets under management and does not identify as an active ESG investor, a pension consultant, or a multi-state adviser. The business appears focused on managing pooled structures and institutional mandates rather than retail household clients.