Schnieders Capital Management, LLC

RIASEC RegisteredEst. 2002
Total AUM
$1.1B
Discretionary
$1B
95% of AUM
Avg account
$919K
Accounts
1,155
Employees
8
Advisory reps
5

Firm details

Headquarters
Pasadena, California
CRD number
120952
Registered since
May 31, 2002
Website
www.schniederscapital.com
Custodians
PERSHING LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI81.66%
  • Individuals9.48%
  • Other6.61%
  • Pension & Profit Sharing Plans1.6%
  • Corporations / Businesses0.45%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Schnieders Capital Management, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 2002. The firm serves both individual and family clients as well as institutional relationships, delivering financial planning and portfolio management for individuals, small businesses and larger business or institutional clients. Compensation is primarily a percentage-of-assets-under-management fee. Schnieders has previously been recognized on the Financial Times’ Top 300 RIA firms list for 2020. The firm reports it does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Investment Grade Corp Bonds 17%, Public Funds/Mutual Funds 13%, Cash & Cash Equivalents 5%, State & Local Bonds 4%, Non-Investment Grade Corp Bonds 3%, US Government Bonds 1%57%
  • Exchange Traded Equities57%
  • Investment Grade Corp Bonds17%
  • Public Funds/Mutual Funds13%
  • Cash & Cash Equivalents5%
  • State & Local Bonds4%

Owners & executives

2 of 2

  • Sue Bryant

    Chief Compliance OfficerCRD 6314700

  • Jason Kalman

    Jason Kalman

    Chief Operating OfficerCRD 8318970

Contacts

3 of 3
  • James Schnieders

    James Schnieders

    PrincipalCRD 2751181

  • John Schnieders

    PrincipalCRD 2751186

  • Shea Ogara

    Shea Ogara

    Chairman of the BoardCRD 8318954

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 62

Active vs passive

$127M in ETFs

Passive

96%

$122M

Active

4%

$5.2M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$20.9M37,83716.40%
Unlock additional holdings →

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
200 S Los Robles Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth