FLAHARTY ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2013

Total AUM

$902M

Discretionary

$899M

100% of AUM

Avg account

$459K

Accounts

1,964

Employees

Advisory reps

Firm details

Headquarters: CLEARWATER, Florida
CRD number: 168495
Registered since: August 27, 2013
Website: www.flahartyllc.com
Custodians: LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI82.2%
Individuals13.94%
Corporations / Businesses3.22%
Pension & Profit Sharing Plans0.49%
Charitable Organizations0.15%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Flaharty Asset Management, LLC is an independent SEC-registered RIA that has been operating since 2013. The firm serves both individual and family clients as well as institutional accounts, and it acts as a capital allocator, directing client capital to third-party managers in addition to managing portfolios directly. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options, and its listed advisory activities include financial planning, portfolio management for individuals and businesses, selection of other advisers, pension consulting services, and educational seminars. Flaharty is not an active ESG investor and is identified as a domestic entity/individual owner. The firm was recognized on Forbes’ Top RIA Firms lists in 2023 and 2024.