Successful Portfolios LLC

RIASEC RegisteredEst. 2015

Total AUM

$282M

Discretionary

$259M

92% of AUM

Avg account

$482K

Accounts

584

Employees

Advisory reps

Firm details

Headquarters: Clearwater, Florida
CRD number: 152429
Registered since: January 2, 2015
Website: successfulportfolios.com
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Performance Based Fees
Client types: Individuals59.14%
HNWI38.66%
Pooled Investment Vehicles1.3%
Pension & Profit Sharing Plans0.87%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Successful Portfolios LLC is an independent, SEC-registered registered investment adviser formed in 2015 and organized as an LLC with individual ownership. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and portfolio management across individuals/small businesses, pooled investment vehicles, and business or institutional clients. Fee arrangements include a percentage-of-AUM model, hourly billing, and the use of performance-based fees for certain mandates. The firm is not positioned as a capital allocator and does not identify as an active ESG investor. It does act in sponsor/GP and managing-member roles for pooled investment vehicles, which means it both advises and operates private pooled funds in addition to providing traditional advisory services. Successful Portfolios is not registered as a multi-state adviser.