Successful Portfolios LLC

RIASEC Registered

Total AUM

$282M

Discretionary

$259M

92% of AUM

Avg account

$482K

Accounts

584

Employees

Advisory reps

Firm details

Headquarters: Clearwater, Florida
CRD number: 152429
Registered since: January 2, 2015
Website: successfulportfolios.com
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Performance Based Fees
Client types: Individuals59.14%
HNWI38.66%
Pooled Investment Vehicles1.3%
Pension & Profit Sharing Plans0.87%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Successful Portfolios LLC is an independent registered investment adviser organized as a limited liability company. The firm is SEC registered (initial registration in 2015) and is owned by an individual. Its client base includes both individuals and families as well as institutional clients. Advisory services cover financial planning and portfolio management for individuals, small businesses, pooled investment vehicles, and businesses or institutions. The firm charges fees based on a percentage of AUM and also uses hourly and performance-based billing. It serves as sponsor/GP and managing member of pooled investment vehicles and does not identify as an active ESG investor.