Five Oceans Advisors

RIASEC Registered

Total AUM

$456M

Discretionary

$440M

97% of AUM

Avg account

$809K

Accounts

564

Employees

8

Advisory reps

5

Firm details

Headquarters: ,
CRD number: 308377
Registered since: April 23, 2020
Website: fiveoceansadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI87.31%
Individuals11.38%
Corporations / Businesses1.26%
Pension & Profit Sharing Plans0.05%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Five Oceans Advisors is an independent, SEC-registered registered investment adviser organized as an LLC and formed in 2020. The firm operates as a capital allocator serving individual and family clients, charging both percentage-of-AUM and fixed fees. Core advisory activities include financial planning, portfolio management for individuals and small businesses, manager selection (allocating to third‑party advisers and funds), and client education through seminars and workshops. The firm does not position itself as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities74%
Public Funds/Mutual Funds23%
Cash & Cash Equivalents3%

Contacts

3 of 5

Marc Campbell
Senior Vice President, Wealth AdvisorCRD 5789364
Christopher Girbes-pierce
Co-Founder & AdvisorCRD 5047367
Joe Moser
AdvisorCRD 5618562

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 44

Active vs passive

$198M in ETFs

Passive

41%

$80.5M

Active

58%

$117M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH)	Vanguard	Passive	Short Government	$30.4M	522,397	15.38%

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Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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