Five Oceans Advisors

RIASEC RegisteredEst. 2020

Total AUM

$456M

Discretionary

$440M

97% of AUM

Avg account

$809K

Accounts

564

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 308377
Registered since: April 23, 2020
Website: fiveoceansadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI87.31%
Individuals11.38%
Corporations / Businesses1.26%
Pension & Profit Sharing Plans0.05%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Five Oceans Advisors is an independent, SEC-registered registered investment adviser organized as an LLC and formed in 2020. The firm operates as a capital allocator serving individual and family clients, charging both percentage-of-AUM and fixed fees. Core advisory activities include financial planning, portfolio management for individuals and small businesses, manager selection (allocating to third‑party advisers and funds), and client education through seminars and workshops. The firm does not position itself as an ESG investor.