First Sentier Investors (Hong Kong) Limited

RIASEC Registered
Total AUM
$32.9B
Discretionary
$32.9B
100% of AUM
Avg account
$1.2B
Accounts
28
Employees
87
Advisory reps
7

Firm details

Headquarters
Hong Kong,
CRD number
281553
Registered since
September 23, 2015
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles70.89%
  • State / Municipal Government10.38%
  • Pension & Profit Sharing Plans9.87%
  • Corporations / Businesses8.87%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

First Sentier Investors (Hong Kong) Limited is the Hong Kong arm of an institutional investment manager that serves institutional clients and runs pooled investment vehicles. The firm is registered with the SEC (2015) and operates under an institutional RIA structure with an individual owner type. Its advisory remit emphasizes portfolio management for pooled investment vehicles and for businesses or institutions. Fee arrangements include percentage-of-AUM billing as well as performance-based fees. The firm does not self-identify as an active ESG investor. The firm's regulatory and operating footprint spans multiple capital-markets roles: it lists activities and affiliations consistent with commodity pool operator/commodity trading advisor (CPO/CTA) work and relationships with broker-dealers, banks, trust companies, insurance companies, sponsors/GPs of pooled vehicles and other market intermediaries. That mix indicates capability to run both onshore/offshore pooled products and to participate in sponsored private vehicles in addition to standard institutional mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, Investment Grade Corp Bonds 11%, Sovereign Bonds 1%, Cash & Cash Equivalents 1%87%
  • Exchange Traded Equities87%
  • Investment Grade Corp Bonds11%
  • Sovereign Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Amanda Gazal

    Chief Operating OfficerCRD 7869468

Contacts

3 of 6
  • Eliza Hui

    Head of LegalCRD 6109021

  • Kian Poh Teo

    Kian Poh Teo

    Senior ManagerCRD 6804690

  • Lauren Prendiville

    Lauren Prendiville

    Managing DirectorCRD 6981651

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
Level 25 One Exchange Sq
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth