The Putnam Advisory Company, LLC
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 106631
- Registered since
- October 7, 1968
- Website
- www.putnam.com
- Custodians
- STATE STREET BANK AND TRUST COMPANY, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles72.41%
- Pension & Profit Sharing Plans16.78%
- Investment Companies7.54%
- Insurance Companies2.13%
- HNWI0.61%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
The Putnam Advisory Company, LLC operates as an investment adviser organized as an LLC and has been SEC-registered since 1968. The firm is classified in the FINTRX snapshot as a hedge-fund manager that provides portfolio management for investment companies, pooled investment vehicles, and institutional or business clients. Its client base spans individual and family investors as well as institutional accounts. Compensation includes both percentage-of-assets fees and performance-based fees. The firm is registered as a commodities pool operator/commodity trading advisor (CPO/CTA) and is identified as an active ESG investor. FINTRX notes a range of industry affiliations, including relationships with broker-dealers, trust companies, and roles as sponsor or managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Public Funds/Mutual Funds2%
- Cash & Cash Equivalents2%
- Non-Investment Grade Corp Bonds1%
- Private Funds1%
Owners & executives
3 of 4
Sonal Desai
Executive Vice President & Chief Investment OfficerCRD 7070945
Lindsey Oshita
Chief Accounting OfficerCRD 7183188
James Clark
Chief Compliance Officer and Chief Risk OfficerCRD 6607431
Contacts
3 of 4
Thomas Merchant
General CounselCRD 3126886
Adam Petryk
Executive Vice PresidentCRD 7020834
Thomas Meyers
SVPCRD 1912302
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 100 Federal St
- Time zone
- ET (UTC-5)
- Office locations
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