FIRST SENTIER INVESTORS

RIASEC RegisteredEst. 2012

Total AUM

$52.9B

Discretionary

$52.9B

100% of AUM

Avg account

$540M

Accounts

Employees

313

Advisory reps

Firm details

Headquarters: BARANGAROO NSW,
CRD number: 160034
Registered since: January 10, 2012
Website: www.firstsentierinvestors.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles39.94%
Sovereign Wealth Funds38.02%
Pension & Profit Sharing Plans12.61%
State / Municipal Government2.84%
Banking / Thrift Institutions2.03%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

First Sentier Investors is a corporation that serves primarily institutional clients and has been registered with the SEC since 2012. The firm reports a mix of ownership types (foreign entity and individual) and describes itself as an active ESG investor. Its fee arrangements include both percentage-of-AUM and performance-based components. On the advisory side, First Sentier provides portfolio management for investment companies, pooled investment vehicles, and for businesses or institutions, and it also carries CPO/CTA activities. Public filings and vendor data list a wide range of industry roles and affiliations tied to the firm, including broker-dealer activity, bank/trust company roles, insurance-company relationships, sponsorship or GP roles for pooled vehicles, and related dealer/swap-dealer registrations.