First Light Investment Advisors

RIASEC Registered
Total AUM
$12.4M
Discretionary
$12.4M
100% of AUM
Avg account
$167K
Accounts
74
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
318596
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

First Light Investment Advisors operates as a small, privately held LLC that manages discretionary portfolios for individual and family clients as well as small businesses and institutional accounts. The firm charges fees as a percentage of assets under management and concentrates its investments in equities, primarily exchange-traded securities. Its advisory scope is focused on portfolio management rather than pension consulting or multi-state advisory work, and it does not position itself as an ESG-focused manager. Strategy-wise, the firm leans toward liquid, equity-centered solutions while supplementing core holdings with third-party alternative managers when appropriate. That approach suggests a preference for straightforward, tradable exposures at the portfolio level with selective use of outside managers to add diversification or specialized risk/return profiles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 6%, Derivatives 1%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents6%
  • Derivatives1%

Contacts

3 of 3
  • Miguel Barron

    Miguel Barron

    Co-Founder and Managing PartnerCRD 2596975

  • Adam Neves

    Managing PartnerCRD 4887064

  • Grant Spradlin

    Grant Spradlin

    Managing PartnerCRD 7496778

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth