ROCKWEALTH FINANCIAL LLC
Firm details
- Headquarters
- IRVINE, California
- CRD number
- 329798
- Custodians
- CHARLES SCHWAB & CO., INC., JACKSON NATIONAL LIFE DISTRIBUTORS LLC
- Fee structure
- Fixed Fees
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Rockwealth Financial LLC is a small, privately owned advisory firm that provides financial planning and portfolio management primarily for individuals and small businesses. The firm charges fixed fees for its services and is organized as an LLC under individual ownership. Rockwealth does not present itself as a multi-state adviser, a pension consultant, or a capital allocator, and it is not identified as an active ESG investor. Its core advisory activities center on customized planning and discretionary portfolio management.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities53%
- Public Funds/Mutual Funds34%
- US Government Bonds9%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1JONATHAN EVANS
Principal And Chief Compliance OfficerCRD 5854152
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
IRVINE, CA
ORANGE
Location
IRVINE, CA
Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 19200 Von Karman Ave
- Time zone
- PT (UTC-8)
- Office locations
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