Rockwealth Financial LLC

RIAState Registered
Total AUM
$12.4M
Discretionary
$12.3M
100% of AUM
Avg account
$1.4M
Accounts
9
Employees
1
Advisory reps
1

Firm details

Headquarters
Irvine, California
CRD number
329798
Custodians
CHARLES SCHWAB & CO., INC., JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Fee structure
Fixed Fees
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Rockwealth Financial LLC is a California-based limited liability company that provides financial planning and portfolio management for individuals and small businesses. The firm operates on a fixed-fee basis and is owned by an individual practitioner. Its regulatory filing classifies it as an unclassified advisor and indicates it is state-registered in California. Rockwealth does not identify as an ESG investor, does not serve as a capital allocator, and the adviser is not set up as a multi-state or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Public Funds/Mutual Funds 34%, US Government Bonds 9%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 1%53%
  • Exchange Traded Equities53%
  • Public Funds/Mutual Funds34%
  • US Government Bonds9%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds1%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
19200 Von Karman Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth