First Financial Services, LLC

RIASEC RegisteredEst. 2024
Total AUM
$103M
Discretionary
$103M
100% of AUM
Avg account
$524K
Accounts
197
Employees
5
Advisory reps
4

Firm details

Headquarters
Little Rock, Arkansas
CRD number
329276
Registered since
February 22, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Commissions
Client types
  • HNWI81.45%
  • Individuals15.55%
  • Pension & Profit Sharing Plans2.16%
  • Charitable Organizations0.83%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

First Financial Services, LLC is an independent registered investment adviser organized as a limited liability company and registered with the SEC in 2024. The firm is individually owned and serves both individual/family and institutional clients. Its advisory services focus on financial planning and portfolio management for individuals and small businesses. Compensation is through a mix of percentage-of-AUM fees and commissions. The firm reports an affiliation with an insurance company and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 63%, Exchange Traded Equities 31%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%63%
  • Public Funds/Mutual Funds63%
  • Exchange Traded Equities31%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Thomas Sanders

    Thomas Sanders

    Chief Executive OfficerCRD 1280319

Contacts

3 of 3
  • Donald Baker

    Donald Baker

    Executive Vice PresidentCRD 10639

  • Stephen Sanders

    Stephen Sanders

    President, Financial AdvisorCRD 2802569

  • Kristi Hopkins

    Director of AdministrationCRD 6618901

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Little Rock, AR

Pulaski

Location

Little Rock, AR

Headquartered in Little Rock, AR, anchoring the Little Rock-North Little Rock, AR metro in the South.

Metro area
Little Rock-North Little Rock, AR
Region
South
County
Pulaski
Address
1509 Mart Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth