Caprock Wealth Management

RIASEC Registered

Total AUM

$83.3M

Discretionary

$83.3M

100% of AUM

Avg account

$306K

Accounts

272

Employees

Advisory reps

Firm details

Headquarters: Little Rock, Arkansas
CRD number: 333678
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI74.98%
Individuals25.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Caprock Wealth Management is an independent, owner-operated registered investment adviser organized as an LLC that focuses on serving individual and family clients. The firm functions as a capital allocator, combining fee structures that include a percentage of assets under management, hourly charges, and fixed fees. Its stated advisory services include financial planning, discretionary portfolio management for individuals and small businesses as well as for businesses or institutions, pension consulting services, and the selection of other advisers. The firm does not present itself as an active ESG investor and is not marked as a multi-state adviser. It lists an industry affiliation with a banking or thrift institution, and it appears to use external managers as part of its allocation approach rather than relying solely on in-house strategies.