Caprock Wealth Management

RIASEC Registered

Total AUM

$83.3M

Discretionary

$83.3M

100% of AUM

Avg account

$306K

Accounts

272

Employees

Advisory reps

Firm details

Headquarters: Little Rock, Arkansas
CRD number: 333678
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI74.98%
Individuals25.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Caprock Wealth Management is an independent, privately owned registered investment adviser organized as an LLC that focuses on individual and family clients. The firm functions as a capital allocator, offering financial planning and portfolio management for individuals, small businesses, and other institutional or business clients. Its service set also includes pension consulting and the selection of outside advisers. Compensation is a mix of percentage-of-assets, hourly fees, and fixed-fee arrangements. The firm does not describe itself as an active ESG investor and does not operate as a multi-state adviser.