First Down Financial

RIAState Registered
Total AUM
$57M
Discretionary
$57M
100% of AUM
Avg account
$1.1M
Accounts
52
Employees
10
Advisory reps
3

Firm details

Headquarters
Chuluota, Florida
CRD number
313133
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

First Down Financial is an independent, privately owned advisory firm that serves individual and family clients. The firm operates on a percentage-of-AUM fee model and also conducts insurance brokerage. Its advisory services include financial planning, portfolio management for individuals, small businesses and other business clients, pension consulting, and educational publications and seminars. First Down Financial is state-registered in California, Florida and Ohio and is owned by an individual principal. The firm does not position itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Cash & Cash Equivalents 15%, US Government Bonds 10%, State & Local Bonds 10%, Investment Grade Corp Bonds 10%55%
  • Exchange Traded Equities55%
  • Cash & Cash Equivalents15%
  • US Government Bonds10%
  • State & Local Bonds10%
  • Investment Grade Corp Bonds10%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chuluota, FL

Seminole

Location

Chuluota, FL

Headquartered in Chuluota, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
Seminole
Address
1942 W Sr 419
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth