WAKEFUL

Overview

Wakeful is a limited liability company that serves individual, family and select institutional clients. Ownership is reported to involve both an individual and a foreign entity. The firm is registered to provide advisory services alongside brokerage activity; its stated business activities include operating as a registered representative of a broker‑dealer and maintaining industry affiliations as both a broker‑dealer and an investment adviser. Advisory offerings center on financial planning, portfolio management for individuals and small businesses, and pension consulting services. Fees are charged as a percentage of assets under management. Wakeful does not identify as an active ESG investor and is not registered as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives