FINANCIAL SERVICES GROUP

RIASEC Registered

Total AUM

—

Avg account

Accounts

Employees

Advisory reps

Firm details

Headquarters: SAN FRANCISCO, California
CRD number: 135569
Website: www.financialservicesgroup.net
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Financial Services Group is a small, privately owned corporate advisory practice that operates both as a registered representative of a broker-dealer and as an insurance broker. The firm offers a mix of financial planning and portfolio management services for individuals, small businesses, and institutional or business clients, and lists pension consulting among its advisory capabilities. Its client-fee arrangements are flexible: the firm uses asset-based fees alongside hourly and fixed-fee engagements. The firm does not present itself as an allocator of outside capital and is not identified as an active ESG investor or a multi-state adviser. Ownership is held by an individual, and the adviser is classified as unclassified in the snapshot data.