Delta Investment Management, LLC
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 149596
- Registered since
- September 19, 2018
- Website
- deltaim.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI67.08%
- Individuals32.43%
- Charitable Organizations0.49%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Delta Investment Management, LLC is an independent, owner-operated registered investment adviser organized as an LLC. The firm is SEC-registered (registered in 2018) and bills clients on a percentage-of-assets basis. Its client focus is individuals, families and small-business owners; core advisory services are financial planning and discretionary portfolio management. The firm does not identify as an active ESG investor and does not present itself as a capital allocator or pension consultant in available filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Non-Exchange Traded Equities6%
- Public Funds/Mutual Funds6%
- Private Funds5%
- Cash & Cash Equivalents3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 115Active vs passive
$364M in ETFs
30%
$108M
57%
$256M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO ULTRA SHORT GOVERNMENT ACTIVE EXCHANGE-TRADED FUND (BILZ) | PIMCO | Active | Ultrashort Bond | $56.4M | 559,113 | 15.50% |
Location
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 708 Montgomery St
- Time zone
- PT (UTC-8)
- Office locations
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