DELTA INVESTMENT MANAGEMENT, LLC
Firm details
- Headquarters
- SAN FRANCISCO, California
- CRD number
- 149596
- Registered since
- September 19, 2018
- Website
- deltaim.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI67.08%
- Individuals32.43%
- Charitable Organizations0.49%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Delta Investment Management, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and established in 2018. The firm is owned by an individual and serves primarily individual and family clients through fee-based relationships calculated as a percentage of assets under management. Its advisory offering centers on financial planning and discretionary portfolio management for individuals and small businesses. The firm is not identified as an active ESG investor and is not listed as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Non-Exchange Traded Equities6%
- Public Funds/Mutual Funds6%
- Private Funds5%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1GEORGE FOSSING
President, CEOCRD 5902032
Contacts
3 of 25DANIEL YOUNG
Investment Adviser RepresentativeCRD 4557518
KYLER HASSON
Portfolio ManagerCRD 5968309
Drew Marchitello
Investment Advisor RepresentativeCRD 2056506
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 101Active vs passive
$335M in ETFs
30%
$100M
59%
$235M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO ULTRA SHORT GOVERNMENT ACTIVE EXCHANGE-TRADED FUND (BILZ) | PIMCO | Active | Ultrashort Bond | $62.2M | 615,577 | 18.53% |
Location
SAN FRANCISCO, CA
SAN FRANCISCO
Location
SAN FRANCISCO, CA
Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN FRANCISCO
- Address
- 708 Montgomery St
- Time zone
- PT (UTC-8)
- Office locations
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