Financial Management, Inc.
Firm details
- Headquarters
- Little Rock, Arkansas
- CRD number
- 108350
- Registered since
- October 11, 2022
- Website
- www.fmioffice.com
- Custodians
- CHARLES SCHWAB & CO., INC., ASCENSUS TRUST
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Pension & Profit Sharing Plans41.49%
- HNWI29.27%
- Individuals13.85%
- Charitable Organizations11.26%
- Corporations / Businesses4.13%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Financial Management, Inc. is a corporate-structured registered investment adviser that began SEC registration in 2022. The firm serves both individual and family clients as well as institutional clients and combines financial planning with portfolio management for individuals, small businesses and larger business or institutional relationships. Advisory offerings explicitly list pension consulting services, and the firm also acts as an insurance broker. Its fee mix includes assets-under-management charges alongside hourly and fixed-fee arrangements. The firm is not identified as an active ESG investor and is classified as an unclassified adviser in the available data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Cash & Cash Equivalents10%
- Exchange Traded Equities7%
- US Government Bonds2%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 5
Jessica Wallace
Chief Compliance OfficerCRD 5746534
James Stockton
Chief Investment OfficerCRD 5087149
Joseph Bumpers
Chief Financial Officer, FinanceCRD 4336359
Contacts
3 of 4
Harold Grubbs
PresidentCRD 708166
Stephen Goetze
Investment Advisor RepresentativeCRD 8029145
John Robinson
Investment StrategistCRD 1354427
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$121M in ETFs
98%
$119M
2%
$2.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI INTERNATIONAL DEVELOPED MARKETS ETF (IDEV) | BlackRock | Passive | Foreign Large Blend | $10M | 119,870 | 8.25% |
Location
Little Rock, AR
Pulaski
Location
Little Rock, AR
Headquartered in Little Rock, AR, anchoring the Little Rock-North Little Rock, AR metro in the South.
- Metro area
- Little Rock-North Little Rock, AR
- Region
- South
- County
- Pulaski
- Address
- 4007 N Rodney Parham Rd
- Time zone
- CT (UTC-6)
- Office locations
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