FINANCIAL MANAGEMENT, INC.

RIASEC RegisteredEst. 2022

Total AUM

$224M

Discretionary

$224M

100% of AUM

Avg account

$573K

Accounts

392

Employees

Advisory reps

Firm details

Headquarters: LITTLE ROCK, Arkansas
CRD number: 108350
Registered since: October 11, 2022
Website: www.fmiwealth.com
Custodians: CHARLES SCHWAB & CO., INC., ASCENSUS TRUST
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans41.49%
HNWI29.27%
Individuals13.85%
Charitable Organizations11.26%
Corporations / Businesses4.13%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Financial Management, Inc. is a corporate registered investment adviser that provides financial planning and portfolio management for individuals, small businesses, and institutional clients. The firm also lists pension consulting services among its advisory offerings and operates as an insurance broker. Its client base is a mix of individual and family relationships alongside institutional engagements. Fee arrangements are flexible and include a percentage of assets under management, hourly billing, and fixed-fee engagements. The firm describes relationships with industry counterparties such as broker-dealers, other advisers, registered municipal advisors, banking or thrift institutions, and insurance companies. The adviser has been SEC-registered since 2022.