FOREST HILL CAPITAL, LLC

RIASEC RegisteredEst. 2004
Total AUM
$249M
Discretionary
$249M
100% of AUM
Avg account
$49.8M
Accounts
5
Employees
4
Advisory reps
2

Firm details

Headquarters
LITTLE ROCK, Arkansas
CRD number
129667
Registered since
January 9, 2004
Custodians
JEFFERIES LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI73.25%
  • Pooled Investment Vehicles26.75%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Forest Hill Capital, LLC is a small, SEC-registered hedge fund adviser organized as an LLC and operating since 2004. The firm serves both high-net-worth individuals and institutional clients, providing portfolio management for private accounts and for pooled investment vehicles. Its fee model includes traditional percentage-of-AUM charges alongside performance-based fees, and it operates as an active manager rather than an ESG-focused allocator. The firm is not structured as a multi-state adviser or pension consultant and does not report being part of a broader related-adviser group.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • MARK LEE

    President, Chief Investment OfficerCRD 1013986

  • TIMOTHY COON

    Chief Financial Officer & Chief Compliance OfficerCRD 2369366

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 4

Active vs passive

$43.2M in ETFs

Passive

100%

$43.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANECK GOLD MINERS ETF (GDX)VanEckPassiveEquity Precious Metals$25.5M277,50058.92%

Location

Primary office

LITTLE ROCK, AR

PULASKI

Location

LITTLE ROCK, AR

Headquartered in LITTLE ROCK, AR, anchoring the Little Rock-North Little Rock, AR metro in the South.

Metro area
Little Rock-North Little Rock, AR
Region
South
County
PULASKI
Address
100 River Bluff Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth