FINANCIAL FORUM, INC.

RIASEC RegisteredEst. 2020
Total AUM
$286M
Discretionary
$286M
100% of AUM
Avg account
$168K
Accounts
1,696
Employees
5
Advisory reps
4

Firm details

Headquarters
SPOKANE, Washington
CRD number
307740
Registered since
March 16, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI53.75%
  • Individuals46.25%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Forum, Inc. is an independent registered investment adviser formed before 2020 and owned by an individual. The firm serves primarily individual and family clients, providing financial planning and portfolio management for individuals and small businesses. Its fee model combines AUM-based fees with hourly charges. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and does not operate as a multi-state or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Cash & Cash Equivalents 5%, Exchange Traded Equities 3%92%
  • Public Funds/Mutual Funds92%
  • Cash & Cash Equivalents5%
  • Exchange Traded Equities3%

Contacts

3 of 4
  • Callie Johnson

    Wealth Management AssociateCRD 8067991

  • JEFFREY COMSTOCK

    Wealth Advisor, Managing PartnerCRD 4538817

  • LANDY COMSTOCK

    Wealth Advisor, PartnerCRD 3268899

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SPOKANE, WA

SPOKANE

Location

SPOKANE, WA

Headquartered in SPOKANE, WA, anchoring the Spokane-Spokane Valley-Coeur d'Alene, WA-ID metro in the West.

Metro area
Spokane-Spokane Valley-Coeur d'Alene, WA-ID
Region
West
County
SPOKANE
Address
501 N Riverpoint Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth