Financial Concepts

Overview

Financial Concepts is an independent registered investment adviser formed in 2011 and owned by an individual. The firm provides financial planning and discretionary portfolio management, with primary client types that include individuals and families alongside some institutional relationships. Its fee model combines percentage-of-AUM billing with fixed-fee arrangements. The adviser does not identify as an active ESG investor, and it does not operate as a multi-state or pension consultant adviser nor as a capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices