FINANCIAL CONCEPTS
Firm details
- Headquarters
- COLUMBUS, Mississippi
- CRD number
- 157616
- Registered since
- May 27, 2011
- Website
- fincon.net
- Custodians
- CAPITAL BANK AND TRUST COMPANY
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI56.28%
- Individuals40.36%
- Pension & Profit Sharing Plans3.29%
- Charitable Organizations0.07%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Financial Concepts is an independent, corporation‑structured registered investment adviser that has been SEC‑registered since 2011. The firm is owner‑managed and serves both individual/family and institutional clients. Its advisory scope centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements combine percentage of assets under management and fixed fees. The firm does not self‑identify as an active ESG investor and is not registered as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Exchange Traded Equities2%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Contacts
3 of 5Kristen Elsmore
Associate AdvisorCRD 7641872
SCOTT FERGUSON
Financial AdvisorCRD 5128168
Michael Black
Client Relationship SpecialistCRD 7581547
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
COLUMBUS, MS
LOWNDES
Location
COLUMBUS, MS
Headquartered in COLUMBUS, MS, anchoring the Columbus-West Point, MS metro in the South.
- Metro area
- Columbus-West Point, MS
- Region
- South
- County
- LOWNDES
- Address
- 2980 N Frontage Rd
- Time zone
- CT (UTC-6)
- Office locations
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