Barnes Pettey Financial Advisors, LLC

RIASEC RegisteredEst. 2007

Total AUM

$1.3B

Discretionary

$1.2B

95% of AUM

Avg account

$397K

Accounts

3,303

Employees

13

Advisory reps

9

Firm details

Headquarters: Clarksdale, Mississippi
CRD number: 142944
Registered since: January 3, 2007
Website: www.barnespettey.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI50.87%
Individuals24.55%
Other16.51%
Charitable Organizations3.17%
Pension & Profit Sharing Plans2.54%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Barnes Pettey Financial Advisors, LLC is an independent registered investment adviser formed in 2007 that serves individual, family and institutional clients. The firm functions as a capital allocator and provides financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. Its billing arrangements include percentage-of-AUM fees as well as hourly and fixed-fee engagements. Barnes Pettey is not identified as an active ESG investor and maintains an industry affiliation with accountants.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds82%
Exchange Traded Equities10%
Other4%
Cash & Cash Equivalents2%
US Government Bonds1%

Owners & executives

1 of 1

Christy Fabian
Chief Compliance OfficerCRD 5872007

Contacts

3 of 8

Holmes Pettey
Financial AdvisorCRD 1089212
Ryan Barnes
Financial AdvisorCRD 4627670
Joseph Friend
Financial AdvisorCRD 5869701

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 127

Active vs passive

$363M in ETFs

Passive

33%

$120M

Active

62%

$243M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
CAPITAL GROUP GROWTH ETF (CGGR)	Capital Group	Active	Large Growth	$40.2M	852,025	11.08%

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Primary office

Clarksdale, MS

Coahoma

Location

Clarksdale, MS

Headquartered in Clarksdale, MS, in the South of the United States.

Region: South
County: Coahoma
Address: 252 Sunflower Ave
Time zone: CT (UTC-6)
Office locations

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