FINANCIAL COMPASS LLC

RIASEC Registered
Total AUM
$83.7M
Discretionary
$83.7M
100% of AUM
Avg account
$565K
Accounts
148
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
148773
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI97.01%
  • Individuals2.99%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Compass LLC is an independent, individually owned registered investment advisor organized as an LLC that focuses on planning and portfolio management for private clients and small businesses. The firm serves individual and family clients and charges fees on a mix of asset-based fees, hourly billing, and fixed-fee engagements. Its advisory offering centers on financial planning and discretionary portfolio management rather than pension consulting, multi-state institutional mandates, or capital allocation to external managers. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Public Funds/Mutual Funds 45%, Cash & Cash Equivalents 1%54%
  • Exchange Traded Equities54%
  • Public Funds/Mutual Funds45%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • JULIE MCNULTY

    FounderCRD 5627040

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth