ARK ALLIANCE FINANCIAL LLC

RIASEC Registered
Total AUM
$83.7M
Discretionary
$83.7M
100% of AUM
Avg account
$425K
Accounts
197
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
310539
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI76.47%
  • Individuals23.22%
  • Charitable Organizations0.31%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

ARK Alliance Financial LLC is an independent, individual-owned registered investment adviser that works primarily with individuals and families. The firm offers financial planning and portfolio management services tailored to individuals and small businesses. Its billing blends a percentage-of-assets fee with hourly charges. The adviser does not identify as an active ESG investor, is not multi-state registered, and does not position itself as a capital allocator running proprietary funds — instead it places client capital with third-party managers where appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Cash & Cash Equivalents 5%95%
  • Public Funds/Mutual Funds95%
  • Cash & Cash Equivalents5%

Owners & executives

2 of 2
  • ANIL CHACKO

    Co-Founder and CEOCRD 4471643

  • DARIN WOMBLE

    Co-Founder & CEOCRD 5133793

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth