Financial Action, Inc.

Overview

Financial Action, Inc. is an independent registered investment adviser organized as a corporation and reported as SEC-registered in 2026. Ownership is listed as individual, and the firm serves both individual and family clients as well as institutional relationships. Its advisory work emphasizes financial planning, portfolio management for individuals and small businesses, and client education through seminars and workshops. The firm charges clients using a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. It is not identified as an active ESG investor. An industry affiliation with an insurance company is noted in the firm’s profile.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices