FINANCIAL ACTION, INC.

Overview

Financial Action, Inc. is an independent Registered Investment Adviser serving both individual and institutional clients. The firm centers its work on financial planning, portfolio management for individuals and small businesses, and client education through seminars and workshops. Its business model blends fee-based advisory work (percentage of AUM) with hourly and fixed-fee engagements, which supports both ongoing portfolio management relationships and project-based planning assignments. Investment activity is centered on equity allocation, with exchange-traded equities forming the largest single asset holding. The firm appears to run primarily discretionary mandates, relying on liquid equity vehicles for core exposures and supplementing those with selected mutual funds and third-party alternative managers. Financial Action, Inc. also maintains an insurance affiliation that supports its broader client-service offering, particularly for risk-management and protection planning.

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Public Holdings

Investments & Alternatives

Location & Offices