Figure Securities, Inc.

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
307093
Registered since
April 5, 2021

Firm profile

FINTRX

Overview

Figure Securities, Inc. is a corporate entity that registered with the SEC in 2021. Public records list its ownership as a combination of a domestic entity and an individual, and the firm is categorized as unclassified in available data. The firm does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser in the snapshot provided. Available disclosures do not describe business lines, advisory activities, client segments, or fee structure. That limited public footprint suggests Figure Securities is not reporting conventional RIA-level detail in the source data, making it difficult to define its investment focus, target clients, or service model from the material provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jason Rives

    Jason Rives

    Chief Compliance OfficerCRD 5157829

Contacts

3 of 5
  • Clark Pietromonaco

    Clark Pietromonaco

    AssociateCRD 6889475

  • Alexandre Bojinov

    Operations PrincipalCRD 5272433

  • Derek Nault

    Derek Nault

    DirectorCRD 5738163

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
650 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth