Figure Securities, Inc.

Broker-DealerFINRA MemberEst. 2021
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
307093
Registered since
April 5, 2021

Firm profile

FINTRX

Overview

Figure Securities, Inc. is organized as a corporation and is registered with the SEC (registration year listed as 2021). Ownership is recorded as a combination of a domestic entity and an individual. The firm is categorized as "unclassified" in the dataset and does not appear to act as a capital allocator or a pension consultant. It is not identified as an active environmental, social, and governance (ESG) investor, nor as a multi-state adviser or a related adviser. Publicly available fields in the dataset do not describe the firm’s client segments, fee schedules, or specific advisory and business activities, so there is limited visibility into its target clients or service model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jason Rives

    Jason Rives

    Chief Compliance OfficerCRD 5157829

Contacts

3 of 5
  • Janice Parise

    Janice Parise

    FinOpCRD 2338583

  • Alexandre Bojinov

    Operations PrincipalCRD 5272433

  • Derek Nault

    Derek Nault

    DirectorCRD 5738163

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
650 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth