FIGURE SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
307093
Registered since
April 5, 2021

Firm profile

FINTRX

Overview

Figure Securities, Inc. is organized as a corporation and is registered with the SEC as of 2021. Ownership is reported as a combination of a domestic entity and an individual. The firm's internal classification is listed as unclassified. Regulatory and operational flags in the snapshot show the firm is not identified as a capital allocator, is not marked as an active ESG investor, is not classified as a multi-state adviser, and is not recorded as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • JASON RIVES

    Chief Compliance OfficerCRD 5157829

Contacts

3 of 6
  • Clark Pietromonaco

    AssociateCRD 6889475

  • Philip Yates

    Senior Financial Crimes InvestigatorCRD 6407142

  • ALEXANDRE BOJINOV

    Operations PrincipalCRD 5272433

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
650 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth