FIG Tree Capital

RIASEC Registered
Total AUM
$6.8M
Discretionary
$0
0% of AUM
Avg account
$294K
Accounts
23
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
288112
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

FIG Tree Capital is a small, independent registered investment adviser organized as a sole proprietorship and owned by an individual. The firm serves individual and family clients and charges fees as a percentage of assets under management. Its primary services are financial planning and portfolio management for individuals and small businesses. FIG Tree Capital does not identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Joseph Lora

    Joseph Lora

    Founder & Chief Investment OfficerCRD 4651234

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth