FHN Financial Securities Corp.

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
299
Avg account
$0

Firm details

Headquarters
Memphis, Tennessee
CRD number
46346
Registered since
May 19, 1999

Firm profile

FINTRX

Overview

FHN Financial Securities Corp. is registered as a corporate investment banking entity and is recorded in FINTRX as having SEC registration dating to 1999. Ownership is listed as a domestic entity and/or individual. The FINTRX snapshot classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. The profile indicates several negative flags for adviser-style activity: FINTRX does not list the firm as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. FINTRX did not provide details about fee arrangements, specific advisory services, client segments, or day-to-day business activities, so public-facing descriptions of its deal-making, underwriting, or broker-dealer functions are not available in the dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Richard Philipps

    Richard Philipps

    President, Chief Investment OfficerCRD 1476276

  • Christopher Low

    Christopher Low

    Chief EconomistCRD 1526642

  • William Compernolle

    William Compernolle

    Macro StrategistCRD 7410925

Contacts

3 of 296
  • Chad Green

    Chad Green

    Sales AssistantCRD 5216641

  • Stanton Brown

    Stanton Brown

    Vice PresidentCRD 6333200

  • Spencer Kam

    TradingCRD 4998014

Unlock 293 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Memphis, TN

Shelby

Location

Memphis, TN

Headquartered in Memphis, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
Shelby
Address
1000 Ridgeway Loop Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth