B. Riley Wealth Management

Broker-DealerFINRA MemberEst. 1984

Total AUM

—

Advisory reps

260

Avg account

$0

Firm details

Headquarters: Memphis, Tennessee
CRD number: 2543
Registered since: February 15, 1984
Website: www.brileywealth.com

Firm profile

FINTRX

Overview

B. Riley Wealth Management is a corporate wealth-management entity classified under an investment bank structure and registered with the SEC since 1984. The firm is identified as a domestic entity with individual ownership elements. Its snapshot indicates it is not a capital allocator and is not classified as an active ESG investor. Detailed descriptions of its advisory or brokerage business lines and fee schedules were not provided in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds54%
Exchange Traded Equities37%
Cash & Cash Equivalents4%
US Government Bonds1%
State & Local Bonds1%

Owners & executives

3 of 15

Joseph Koch
CEO and Managing DirectorCRD 1465209
Jay Gadberry
President and CEOCRD 1590885
Karen Ginder
Chief Administrative OfficerCRD 2208613

Unlock 12 more executives →

Contacts

3 of 245

Kyle Odell
Senior Vice President, InvestmentsCRD 5835962
Alexander Frederick
Private Wealth ConsultantCRD 5870494
Emily Maxwell
PartnerCRD 4289224

Unlock 242 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 296

Active vs passive

$1B in ETFs

Passive

77%

$792M

Active

23%

$238M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF (PDBC)	Invesco	Active	Commodities Broad Basket	$130M	1,066,171	12.59%

Unlock additional holdings →

Primary office

Memphis, TN

Shelby

Location

Memphis, TN

Headquartered in Memphis, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area: Memphis-Forrest City, TN-MS-AR
Region: South
County: Shelby
Address: 40 S Main St
Time zone: CT (UTC-6)
Office locations

Similar firms

Chickasaw Securities, LLC

Memphis, TN

Memphis Capital

Memphis, TN

Carty, Harding & Hearn, Inc.

Memphis, TN

P.J. Robb Variable, LLC

Memphis, TN

AUM —REPS 248

FHN Financial Securities Corp.

Memphis, TN

AUM —REPS 299

Sanderlin Securities, LLC

Memphis, TN

More Broker-Dealers in Memphis →All Tennessee Broker-Dealers →