FFT WEALTH MANAGEMENT

RIASEC RegisteredEst. 2009
Total AUM
$2.3B
Discretionary
$1.5B
62% of AUM
Avg account
$18M
Accounts
130
Employees
38
Advisory reps
7

Firm details

Headquarters
PHILADELPHIA, Pennsylvania
CRD number
151225
Registered since
October 7, 2009
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI99.49%
  • Investment Companies0.51%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

FFT Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered since 2009. The firm serves both individual/family and institutional clients and acts as a capital allocator, combining direct portfolio management with selection of outside managers. Core advisory services include financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, and manager selection. FFT uses a mix of fee structures — percentage of AUM, fixed fees and performance-based fees — and is not identified as an active ESG investor. FFT also has industry roles beyond pure advisory work: it is listed as an other investment adviser/CPO or CTA and as a sponsor or GP/managing member of pooled vehicles, indicating direct involvement in private fund formation and management in addition to third-party allocation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 44%, Private Funds 40%, Exchange Traded Equities 11%, Cash & Cash Equivalents 4%44%
  • Public Funds/Mutual Funds44%
  • Private Funds40%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents4%

Owners & executives

3 of 4
  • ANDREW MEHALKO

    Chief Investment OfficerCRD 1739679

  • KEITH BLOOMFIELD

    Founder & CEOCRD 5256516

  • JONATHAN WALSH

    Chief Compliance OfficerCRD 4961248

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Contacts

3 of 3
  • PAUL GREGORCHUK

    Vice ChairmanCRD 2526437

  • FELITSA KAPSAS

    Senior Client AssociateCRD 4433260

  • JOHN TASSONE

    Director, InvestmentsCRD 2936169

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 58

Active vs passive

$444M in ETFs

Passive

84%

$372M

Active

14%

$72.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$107M163,29424.01%

Location

Primary office

PHILADELPHIA, PA

PHILADELPHIA

Location

PHILADELPHIA, PA

Headquartered in PHILADELPHIA, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
PHILADELPHIA
Address
2 Liberty Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth