Penn Capital Management Company, LLC

RIASEC Registered

Total AUM

$1.9B

Discretionary

$1.5B

75% of AUM

Avg account

$3.2M

Accounts

602

Employees

Advisory reps

Firm details

Headquarters: Philadelphia, Pennsylvania
CRD number: 105081
Registered since: February 12, 1988
Website: www.penncapital.com
Custodians: J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: State / Municipal Government51.23%
Other24.61%
Charitable Organizations6.26%
Investment Companies4.99%
Pooled Investment Vehicles4.61%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Penn Capital Management Company, LLC is an institutional registered investment adviser that provides discretionary and non‑discretionary portfolio management across individuals, families and institutional clients. The firm is SEC‑registered (initial registration in 1988) and delivers portfolio management services for individual/small business accounts, investment companies, pooled investment vehicles and other institutional clients. Its compensation model combines a percentage‑of‑assets fee with performance‑based fees. Penn Capital is not positioned as an ESG investor and maintains industry roles beyond advisory work, including broker‑dealer relationships and acting as sponsor/GP/managing member of pooled vehicles.