Penn Capital Management Company, LLC

RIASEC Registered

Total AUM

$1.9B

Discretionary

$1.5B

75% of AUM

Avg account

$3.2M

Accounts

602

Employees

Advisory reps

Firm details

Headquarters: Philadelphia, Pennsylvania
CRD number: 105081
Registered since: February 12, 1988
Website: www.penncapital.com
Custodians: J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: State / Municipal Government51.23%
Other24.61%
Charitable Organizations6.26%
Investment Companies4.99%
Pooled Investment Vehicles4.61%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Penn Capital Management Company, LLC is an institutional registered investment adviser that has been SEC-registered since 1988. The firm serves both individual and family clients as well as institutional investors, managing a range of portfolio types including separate accounts, pooled vehicles and investment companies. Its fee model combines a percentage-of-assets under management component with performance-based fees. Penn Capital’s advisory scope includes discretionary portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and services for businesses or institutions. The firm reports industry affiliations that include a broker-dealer relationship, activity as another investment adviser, and roles as sponsor, general partner or managing member of pooled investment vehicles. Penn Capital does not identify as an active ESG investor.