Fern Financial Group, LLC

RIASEC Registered

Total AUM

$63M

Discretionary

$63M

100% of AUM

Avg account

$492K

Accounts

128

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 322658
Website: www.fern.financial
Custodians: ASSETMARK TRUST CO., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI72.76%
Pooled Investment Vehicles15.71%
Individuals10.74%
Pension & Profit Sharing Plans0.79%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Fern Financial Group, LLC is an independent RIA structured as an LLC that serves both individual/family and institutional clients. The firm functions as a capital allocator and offers financial planning, portfolio management for individuals/small businesses, management of pooled vehicles, and selection of third‑party advisers. Its fee arrangements include percentage-of-AUM, fixed fees, and performance-based fees. Fern identifies as an active ESG investor and is involved in sponsor/GP activities and serving as a managing member of pooled investment vehicles.