Seraphim Capital Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 170976
- Registered since
- April 23, 2021
- Custodians
- LPL FINANCIAL LLC, INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Performance Based Fees
- Client types
- HNWI53.97%
- Individuals46.03%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Seraphim Capital Management, LLC is an SEC-registered advisory firm formed as an LLC in 2021 that focuses on portfolio management for individuals and small businesses. The firm is owner-operated and serves an individual and family client base under a mix of fee arrangements: percentage of AUM, hourly charges and performance-based fees. Investment activity centers on equity markets, with a clear preference for exchange-traded instruments and discretionary management — the firm reports all of its $63.0M in assets as discretionary. The combination of equity-focused allocations and a performance-fee option suggests Seraphim can run both traditional advisory strategies (core equity/ETF sleeves, SMAs) and more active or outcome-driven mandates where incentive fees are appropriate. Custody split between a large wire/advisor custodian and Interactive Brokers points to a hybrid operating model that supports both managed account relationships and more actively traded, execution-sensitive accounts.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- US Government Bonds10%
- Investment Grade Corp Bonds5%
- Derivatives5%
- Cash & Cash Equivalents5%
Contacts
1 of 1
John Morris
Managing Partner, Portfolio ManagerCRD 340494
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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