Fayez Sarofim & Co
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 106584
- Registered since
- July 16, 1958
- Website
- www.sarofim.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI40.32%
- Corporations / Businesses25.69%
- Charitable Organizations16.11%
- Investment Companies9.4%
- Individuals4.89%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Fayez Sarofim & Co. is a long-established institutional registered investment adviser organized as a limited liability company and SEC-registered since 1958. The firm operates as a capital allocator for both individual/family and institutional clients and charges fees based on a percentage of assets under management. Its advisory services focus on discretionary portfolio management across individual and small business accounts, investment companies, pooled investment vehicles and institutional/business accounts. The firm is not identified as an active ESG investor. Fayez Sarofim & Co. also maintains sponsor and managing-member roles for pooled vehicles and has affiliations that include serving as an investment adviser and working with trust companies. It does not market itself as a pension consultant or a multi-state adviser in the provided data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities92%
- Investment Grade Corp Bonds3%
- Other3%
- Cash & Cash Equivalents2%
Owners & executives
3 of 4
Alexander Robison
Chief Financial OfficerCRD 6187335
John Colucci
Chief Operating OfficerCRD 1972789
Raye White
Executive Vice President, Chief Compliance OfficerCRD 1124375
Contacts
3 of 16
Andrew Ziccardi
PrincipalCRD 4808504
Nicholas Zdeblick
Principal & Portfolio ManagerCRD 3254809
William Hanna
Vice PresidentCRD 6317237
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 23Active vs passive
$66.7M in ETFs
89%
$59.5M
0%
$7.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $22.8M | 30,549 | 34.21% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 845 Texas St
- Time zone
- CT (UTC-6)
- Office locations
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