FAYEZ SAROFIM & CO.
Firm details
- Headquarters
- HOUSTON, Texas
- CRD number
- 106584
- Registered since
- July 16, 1958
- Website
- www.sarofim.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI40.32%
- Corporations / Businesses25.69%
- Charitable Organizations16.11%
- Investment Companies9.4%
- Individuals4.89%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Fayez Sarofim & Co. is an independent registered investment adviser organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. The firm has been SEC-registered since 1958 and charges fees based on a percentage of assets under management. Its advisory work spans separate account portfolio management for individuals and small businesses, management for investment companies and pooled vehicles, and institutional mandates. The firm does not identify as an active ESG investor and is not listed as a pension consultant or a newly formed adviser. Fayez Sarofim & Co. also has roles across the investment ecosystem as a sponsor and general partner or managing member of pooled investment vehicles and maintains other industry affiliations, including trust company activity.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities92%
- Investment Grade Corp Bonds3%
- Other3%
- Cash & Cash Equivalents2%
Owners & executives
3 of 4ALEXANDER ROBISON
Chief Financial OfficerCRD 6187335
JOHN COLUCCI
Chief Operating OfficerCRD 1972789
RAYE WHITE
Executive Vice President, Chief Compliance OfficerCRD 1124375
Contacts
3 of 16ANDREW ZICCARDI
PrincipalCRD 4808504
NICHOLAS ZDEBLICK
Principal & Portfolio ManagerCRD 3254809
WILLIAM HANNA
Vice PresidentCRD 6317237
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$58.1M in ETFs
89%
$51.6M
0%
$6.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $22.5M | 34,587 | 38.73% |
Location
HOUSTON, TX
HARRIS
Location
HOUSTON, TX
Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- HARRIS
- Address
- 845 Texas St
- Time zone
- CT (UTC-6)
- Office locations
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