FAROL INVESTMENT ADVISERS LP

RIASEC RegisteredEst. 2013
Total AUM
$544M
Discretionary
$96.2M
18% of AUM
Avg account
$77.7M
Accounts
7
Employees
5
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
166565
Registered since
February 27, 2013
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Farol Investment Advisers LP is a limited partnership that acts as an adviser and sponsor for pooled private equity vehicles. The firm focuses on managing private equity investments for institutional clients and runs portfolio management for pooled funds where it often serves as sponsor or general partner. Its business model uses a blend of asset-based fees and performance-based fees, which aligns manager compensation with fund performance and investor outcomes. Investment activity centers on private equity and direct private placements, with the firm also allocating capital into fund-of-funds strategies when appropriate. Farol’s advisory activity is concentrated on pooled investment vehicles rather than separate-account discretionary mandates, and it retains a mix of discretionary and non-discretionary positions across its funds.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

2 of 2
  • DOUGLAS KELLY

    PartnerCRD 2270674

  • ROBERT AZEKE

    Registered RepresentativeCRD 2797024

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1120 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth